Huber Gustav is a Qualified Uk Conduit Authority Approved Representative, USA Financial Industry Regulated Authority Representative, Singapore MAS & SGX Trading Representative and is also a Hong Kong Securities Institute Representative and China Securities Regulatory Commission Representative.
After graduating from St. Johns College, Oxford with his MBA in Business Admin and Economic and Social History, Huber Gustav went to work as a Research Analyst for the Broadgate Circus EC2, London office of the Investment Bank Warburg Dillon Read. It was here he passed the Chapter XII Chartered Institute for Securities & Investment Certificate in Securities attaining the status of FCA Approved Representative and earning a position as a broker within the Precious Metals Department.
Huber Gustav was posted to the Park Avenue, New York, NY Office of Warburg Dillon Read in 1989 where he passed the FINRA General Securities Representative Exam also known as the “Series 7 exam” and began specializing in Emerging Markets.
Huber Gustav was recruited in 1991 to become Chief Trader for the Wealth Management Desk of Lehman Brothers, Suntec Tower, Singapore where he passed Module 1A and Module 6 exams from the Institute of Banking and Financial earning licensing from MAS (Monetary Authority of Singapore) and SGX (Singapore Exchange).
Moving to Shanghai China in 1996, Huber Gustav qualified as a China Securities Regulatory Commission Representative and also as a Hong Kong Securities Institute Representative. His next task was raising capital and funding from retail investors to create a private equity firm to specialize in resource industries within China giving Western investors an opportunity to get involved in the astounding economic growth that China was and is experiencing.
Huber Gustav is dedicated to Recruitment, Networking, Relationship Building and Handling, Discovery-Research and Due Diligence of Opportunities, Legal Affairs, Presenting and Closing of Agreements and Transactions, Compliance, Client Care, Financial Reporting and Filing.
“It is easy for large financial institutions to promote investment vehicles and often to forget the real wants and needs for its clients. I wanted to make a change and offer a dedicated service to each and every individual client we work with.”